· NY legislature · 2025-2026

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedu…

Sponsor

David Weprin (D-NY)

Introduced

2025-01-30

Policy area

Finance and Financial Sector

Latest action

REFERRED TO BANKS